FINRA Arbitration Could Help You Recover UBS YES Losses

October 7, 2019 |

FINRA arbitration claims could help UBS clients recover losses from their investment in the Yield Enhancement Strategy (YES). Multiple arbitration claims have already been filed by customers who lost considerable money in YES, alleging that UBS did not accurately represent the risks of the program. About FINRA Arbitration FINRA, the […]

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Broker Jose Cornide Subject Of Customer Disputes For Selling UBS Yield Enhancement Strategy (YES)

September 16, 2019 |

UBS Financial Services (CRD# 8174) broker Jose Cornide (CRD#: 2785918) is the subject of 7 disclosures, all customer disputes, on his FINRA BrokerCheck report. The majority of the disputes are from customers alleging unsuitability and misrepresentation regarding the UBS Yield Enhancement Strategy (YES). Since 2004, Cornide has been employed by […]

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Did You Invest In The Harvest Volatility Management Collateral Yield Enhancement Strategy (CYES)?

September 6, 2019 |

Our securities and investment fraud lawyers are investigating the Harvest Volatility Management Collateral Yield Enhancement Strategy (CYES) and the broker-dealers who sold it to investors, including Merrill Lynch. Investors may have legal options available to recover the losses they incurred. What Is The Harvest Volatility Management Collateral Yield Enhancement Strategy […]

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Our Attorneys Could Help You Recover UBS Yield Enhancement Strategy (YES) Losses

August 26, 2019 |

If you lost money investing in the UBS Yield Enhancement Strategy (YES), our attorneys may be able to recover your losses by filing a FINRA arbitration claim (Financial Industry Regulatory Authority). UBS is required to arbitrate all customer disputes. The UBS Yield Enhancement Strategy The UBS Yield Enhancement Strategy involved […]

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